2018 l3 studysessions combined

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2018 l3 studysessions combined

STUDY SESSIONCode of Ethics and Standards of Professional ConductCfa Institute members and CFA Program candidates continually face situations requirin

2018 l3 studysessions combined ng professional and ethical judgement. By acting in a manner consistent with the CFA Institute Code of Ethics and Standards of Professional Conduct (C

ode and Standards), members and candidates help build greater levels of trust in the investment profession.Tills study session provides a framework fo 2018 l3 studysessions combined

r ethical conduct in the investment profession. The principles and guidance presented in the CFA Institute Standards of Practice Handbook (Handbook) f

2018 l3 studysessions combined

orm the basis for the CFA Institute self-regulatory program to maintain the highest professional standards among investment practitioners. A clear und

STUDY SESSIONCode of Ethics and Standards of Professional ConductCfa Institute members and CFA Program candidates continually face situations requirin

2018 l3 studysessions combined al contlicts, leading to a reputation for integrity that benefits both the individual and the profession. Material under "Guidance" in the Handbook ad

dresses the practical application of the Code and Standards. The guidance for each standard reviews its purpose and scope, presents recommended proced 2018 l3 studysessions combined

ures for compliance, and provides examples of the standard in practice.READING ASSIGNMENTSReading 1Reading 2Code of Ethics and Standards of Profession

2018 l3 studysessions combined

al Conduct Standards of Practice Handbook. Eleventh Edition Guidance for Standards I—VII Standards of Practice Handbook, Eleventh Edition2018 Level II

STUDY SESSIONCode of Ethics and Standards of Professional ConductCfa Institute members and CFA Program candidates continually face situations requirin

2018 l3 studysessions combined IONAL CONDUCTThe candidate should be able to:a describe the structure of the CFA Institute Professional Conduct Program and the disciplinary review pr

ocess for the enforcement of the Code of Ethics and Standards of Professional Conduct;b explain the ethical responsibilities required by the Code of E 2018 l3 studysessions combined

thics and the Standards of Professional Conduct, including the sub-sections of each standard.READING 2. GUIDANCE FOR STANDARDS l-VIIThe candidate shou

2018 l3 studysessions combined

ld be able to:a demonstrate a thorough knowledge of the Code of Ethics and Standards of Professional Conduct by interpreting the Code and Standards in

STUDY SESSIONCode of Ethics and Standards of Professional ConductCfa Institute members and CFA Program candidates continually face situations requirin

fessional Standards in PracticeI his study session uses case studies to demonstrate the practical application of the CFA Institute Code of Ethics and 2018 l3 studysessions combined

Standards of Professional Conduct (Code and Standards) in everyday situations. Tie session concludes with discussion on the Asset Manager Code of Prof

2018 l3 studysessions combined

essional Conduct.The Asset Manager Code of Professional Conduct uses the basic tenets of the Code and Standards to establish ethical and professional

STUDY SESSIONCode of Ethics and Standards of Professional ConductCfa Institute members and CFA Program candidates continually face situations requirin

2018 l3 studysessions combined anagement firm practices regarding trading, compliance, risk management, security pricing, and disclosure.READING ASSIGNMENTSReading 3Reading 4Applica

tion of lhe c 2018 l3 studysessions combined

l I, CfALEARNING OUTCOMESREADING 3. APPLICATION OF THE CODE AND STANDARDS the candidate should be able to:a evaluate professional conduct and formulat

2018 l3 studysessions combined

e an appropriate response to actions that violate the Code of Ethics and Standards of Professional Conduct;b formulate appropriate policy and procedur

STUDY SESSIONCode of Ethics and Standards of Professional ConductCfa Institute members and CFA Program candidates continually face situations requirin