FinQuiz level3 mock2017 version6 JunePMSolutions

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Nội dung chi tiết: FinQuiz level3 mock2017 version6 JunePMSolutions

FinQuiz level3 mock2017 version6 JunePMSolutions

FinQuiz level3 mock2017 version6 JunePMSolutions ion of this material is strictly prohibited, info@fmquiz.com.CFA Level III Mock Exam 6 - So'Utons (PM)FinQuiz.com - 6Ih Mock Exam 2017 (PM Session)Que

stionsTopicMinutes45297Ethical and Professional Standards1845485Ethical and Professional Standards1813-18Asset Allocation1819-24Equity Investments1825 FinQuiz level3 mock2017 version6 JunePMSolutions

-30Fixed-Income Portfolio Management1831-36Alternative Investments1837-42Derivatives1843-48Monitoring & Rebalancing1849-54Portfolio Execution1855-60Gl

FinQuiz level3 mock2017 version6 JunePMSolutions

FinQuiz level3 mock2017 version6 JunePMSolutions n asset advisory firm, where he is responsible for managing the accounts of high net-worth clients. He has categorized the accounts being managed as h

igh risk tolerance'low liquidity needs (Class A): high risk tolerance'high liquidity needs (Class B): low risk tolerance low liquidity needs (Class C) FinQuiz level3 mock2017 version6 JunePMSolutions

: and low risk lolcrancc'high liquidity needs (Class D). HWM portfolio managers are under strict orders to comply- with the CFA Institute Code of Lill

FinQuiz level3 mock2017 version6 JunePMSolutions

ies and Standards of Professional Conduct.Seaman has hired Martin Freeman as a junior portfolio manager. Freeman has passed the Cl A Level II exam thi

FinQuiz level3 mock2017 version6 JunePMSolutions ards to his colleagues at his previous employer as well as his current business contacts. His business card reads as follows:Himalayan Wealth Manageme

ntMartin Fraser Junior Portfolio Manager CFA Program Level in CandidateSeaman has also recently changed the broker used to execute client trades. East FinQuiz level3 mock2017 version6 JunePMSolutions

ern Associates (LA). a brokerage-dealer linn, will now be executing 11WM client trades. LA has appointed Sylvia Marshall to broker the trades. On beha

FinQuiz level3 mock2017 version6 JunePMSolutions

lf of FA. Marshall will be charging a Ice higher than the previous broker but promises to deliver exemplary'' performance results. F.A is relatively n

FinQuiz level3 mock2017 version6 JunePMSolutions to reduce broker fees below the standard rale. In exchange she would like Seaman to provide investment advice for her personal portfolio and her weal

thiest brokerage clients. Marshall discloses this arrangement to her supervisor while Seaman accepts the offer but does not make any- disclosures.FmQu FinQuiz level3 mock2017 version6 JunePMSolutions

FinQuiz level3 mock2017 version6 JunePMSolutions

cturer and her brokerage client, will soon undertake an IPO of its stock. The news has not yet been made public and. in a meeting. Marshall informally

FinQuiz level3 mock2017 version6 JunePMSolutions their meeting. Seaman returns to his desk and instructs Fraser to keep the news to himself and allocate the stock to client portfolios. Fraser allocat

es the stock to Class A and B while he deems the event as highly risky for the other two classes and makes no further allocations.At the end of first FinQuiz level3 mock2017 version6 JunePMSolutions

year of engaging EA. Seaman prepares a performance presentation which summarizes the results achieved and projections for the future. The respective s

FinQuiz level3 mock2017 version6 JunePMSolutions

tatements to be included in the presentation are as follows: