Reading 03 i standards of professional conduct guidance professionalism questions and answers
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Reading 03 i standards of professional conduct guidance professionalism questions and answers
Reading 3-1: Standards of Professional Conduct & Guidance: ProfessionalismQuestion #1 of 81Question ID: 442249Which of the following is most likely pe Reading 03 i standards of professional conduct guidance professionalism questions and answers ermitted under Standard l(C). Misrepresentation?X A) Using excerpts from reports prepared by others without acknowledgement.X B) Citing quotes attributed to "investment experts" without specific reference.y C) Including data showing the current government bond yield curve in a report to a client wit Reading 03 i standards of professional conduct guidance professionalism questions and answers hout stating its source.ExplanationThe government bond yield curve is factual information that IS available from many recognized financial or statistiReading 03 i standards of professional conduct guidance professionalism questions and answers
cal reporting services.ReferencesQuestion From: Session 1 > Reading 3-I > LOS (C)Related Material:• Key Concepts by LOSThe Standards of Professional CReading 3-1: Standards of Professional Conduct & Guidance: ProfessionalismQuestion #1 of 81Question ID: 442249Which of the following is most likely pe Reading 03 i standards of professional conduct guidance professionalism questions and answers The profession.X C) The investing public.ExplanationThe Standards explicitly mention responsibilities to the profession, employers, clients, prospects, and the investing public. The FederalReserve is not mentioned.ReferencesQuestion From: Session 1 > Reading 3-I > LOS (A)Related Material:• Key Conc Reading 03 i standards of professional conduct guidance professionalism questions and answers epts by LOSQuestion #3 of 81Question ID 412311Which of the following statements about the responsibilities of CFA charterholders IS CORRECT? CFA chartReading 03 i standards of professional conduct guidance professionalism questions and answers
erholders:X A) are onty obligated to comply with securities laws in the U S■J B) must comply with the laws and rules governing their profession and muReading 3-1: Standards of Professional Conduct & Guidance: ProfessionalismQuestion #1 of 81Question ID: 442249Which of the following is most likely pe Reading 03 i standards of professional conduct guidance professionalism questions and answers profession or must not engage in any individual behavior that reflects adversely on the entire profession.ExplanationCFA charterholders must comply with the laws and rules governing their profession and must not engage in any individual behavior that reflects adversely on the entire profession. Whi Reading 03 i standards of professional conduct guidance professionalism questions and answers le they Should act honorabty and follow u s. secunties laws they are obligated to more than that, as set forth in the Code and Standards.ReferencesQueReading 03 i standards of professional conduct guidance professionalism questions and answers
stion From: Session 1 > Reading 3-I > LOS (A)Related Material:• Key Concepts by LOSQuestion #4 of 81Question ID: 412320Reading 3-1: Standards of Professional Conduct & Guidance: ProfessionalismQuestion #1 of 81Question ID: 442249Which of the following is most likely peReading 3-1: Standards of Professional Conduct & Guidance: ProfessionalismQuestion #1 of 81Question ID: 442249Which of the following is most likely peGọi ngay
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