Volume II behavioral finance, individual investors, and institutional InvestorsCFA level 3CFA finquiz Level3Mock2018Version6JunePMSolutions

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Nội dung chi tiết: Volume II behavioral finance, individual investors, and institutional InvestorsCFA level 3CFA finquiz Level3Mock2018Version6JunePMSolutions

Volume II behavioral finance, individual investors, and institutional InvestorsCFA level 3CFA finquiz Level3Mock2018Version6JunePMSolutions

Volume II behavioral finance, individual investors, and institutional InvestorsCFA level 3CFA finquiz Level3Mock2018Version6JunePMSolutions ion of this material IS strictly prohibited, info@fmquiz.com.CFA Level III Hoc* Exam 6 - Soluticns (PM)FinQuiz.com - 6th Mock Exam 2018 (PM Session)Qu

estionsTopicMinutes45297Ethical and Professional Standards1845485Ethical and Professional Standards1813-18Asset Allocation1819-24Equity- Investments18 Volume II behavioral finance, individual investors, and institutional InvestorsCFA level 3CFA finquiz Level3Mock2018Version6JunePMSolutions

25-30Alternative Investments1831-36Derivatives1837-42Monitoring & Rebalancing1843-48Fixed-Income Portfolio Management1849-54Portfolio Execution1855-60

Volume II behavioral finance, individual investors, and institutional InvestorsCFA level 3CFA finquiz Level3Mock2018Version6JunePMSolutions

Global Investment Performance Standards18Total 180FlnQuiz.com 'Ô 2018 - All rights reserved2CFA Level III Mock Exam 6 - Solutions (PM)Questions 1 to 6

Volume II behavioral finance, individual investors, and institutional InvestorsCFA level 3CFA finquiz Level3Mock2018Version6JunePMSolutions , an asset advisory firm, where lie is responsible for managing the accounts of high net-worth clients. He has categorized the accounts being managed

as high risk tolerance low liquidity needs (Class A); high risk tolerance high liquidity needs (Class B): low risk tolerance low liquidity needs (Clas Volume II behavioral finance, individual investors, and institutional InvestorsCFA level 3CFA finquiz Level3Mock2018Version6JunePMSolutions

s C): and low risk tolerance high liquidity needs (Class D). 11WM portfolio managers arc under strict orders to comply with the CI A Institute Code of

Volume II behavioral finance, individual investors, and institutional InvestorsCFA level 3CFA finquiz Level3Mock2018Version6JunePMSolutions

Fillies and Standards of Professional Conduct.Seaman has hired Martin Freeman as a junior portfolio manager. Freeman has passed the Cl A Level 11 exa

Volume II behavioral finance, individual investors, and institutional InvestorsCFA level 3CFA finquiz Level3Mock2018Version6JunePMSolutions ess cards to his colleagues ar Ills previous employer as well as his current business contacts. His business card reads as follows:Himalayan Wealth Ma

nagementMartin Fraser Junior Portfolio Manager CFA Program Level 111 CandidateSeaman has also recently changed the broker used to execute client Hades Volume II behavioral finance, individual investors, and institutional InvestorsCFA level 3CFA finquiz Level3Mock2018Version6JunePMSolutions

. Eastern Associates (FA), a brokerage-dealer firm, will now be executing HWM client trades. FA has appointed Sylvia Mat shall to broker the trades. O

Volume II behavioral finance, individual investors, and institutional InvestorsCFA level 3CFA finquiz Level3Mock2018Version6JunePMSolutions

n behalf of LA. Marshall will be charging a fee higher than the previous broker bur promises to deliver exemplary performance results. LA is relativel

Volume II behavioral finance, individual investors, and institutional InvestorsCFA level 3CFA finquiz Level3Mock2018Version6JunePMSolutions ed to reduce broker fees below the standard rate. Tn exchange she would like Seaman to provide investment advice for her personal portfolio and her we

althiest brokerage clients. Marshall discloses this arrangement to her supervisor while Seaman accepts the offer but docs not make any disclosures.FmQ Volume II behavioral finance, individual investors, and institutional InvestorsCFA level 3CFA finquiz Level3Mock2018Version6JunePMSolutions

Volume II behavioral finance, individual investors, and institutional InvestorsCFA level 3CFA finquiz Level3Mock2018Version6JunePMSolutions

ufacturer and her brokerage client, will soon undertake an IPO of its stock The news has not yet been made public and. Ill a meeting. Marshall informa

Volume II behavioral finance, individual investors, and institutional InvestorsCFA level 3CFA finquiz Level3Mock2018Version6JunePMSolutions of then meeting. Seaman returns to his desk and instructs Fraser to keep the news to himself and allocate the stock to client portfolios. Fraser alloc

ates the stock to Class A and B while he deems the event as highly risky for the other two classes and makes no further allocations.At the end of firs Volume II behavioral finance, individual investors, and institutional InvestorsCFA level 3CFA finquiz Level3Mock2018Version6JunePMSolutions

t year of engaging EA. Seaman prepares a performance presentation which summarizes the results achieved and projections for the future. The respective

Volume II behavioral finance, individual investors, and institutional InvestorsCFA level 3CFA finquiz Level3Mock2018Version6JunePMSolutions

statements to be included 111 the presentation are as follows: